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CMFASPrepStudyingRES5
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Financial advisory
RES5Financial Advisory Services✓Product due diligence for a collective investment scheme is primarily conducted:
The financial institution conducts product due diligence at the firm level — understanding structure, risks, costs and target market — before offering the product, so representatives can explain it and assess suitability.
Pushing the burden of understanding the product onto the customer or the regulator.
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